Subserveo

Subserveo provides complete automated compliance and surveillance solutions to broker-dealers and investment advisors, throughout the U.S.

Subserveo provides complete automated compliance and surveillance solutions to broker-dealers and investment advisors, throughout the U.S. and Canada. Subserveo's patented offering is relied on by compliance officers, branch managers and business unit supervisors for all aspects of daily compliance supervision, risk management and reporting. Its pay-as-you-go, software as a service (SaaS) model enables any sized firm to stay ahead of compliance issues through industry-leading technology.